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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Smedley? Claim Your ProfileSmedley Walters is a financial advisor at Wells Fargo Clearing Services, LLC. Smedley has been in the industry since May 2001 and has extensive experience in financial planning and investment management. Smedley is registered with the state of Maryland and Texas, and has a Series 7, 31, and 66 license. Smedley has worked for Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Smedley is a Registered Representative with the Financial Industry Regulatory Authority (FINRA). Smedley also has experience working at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. Smedley is a co-trustee for his grandfather's trust and a trustee for both his grandmother's trust and his father's trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/23/2023 - Present
Wells Fargo Clearing Services, LLC (LUTHERVILLE MD)
MD
02/21/2006 - 03/10/2008
CITIGROUP GLOBAL MARKETS INC. (PIKESVILLE MD)
MD
05/03/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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