Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Smansa? Claim Your ProfileSmansa Chu is a financial advisor at LPL Financial LLC. Smansa has been working in the financial industry since 2003. Smansa is registered to provide investment advice in California, Florida, Indiana, Maryland and Minnesota. Smansa also holds the Series 7, Series 63, Series 65 and SIE licenses. Prior to joining LPL Financial LLC, Smansa was employed by BANCWEST INVESTMENT SERVICES, INC. Smansa has experience working with individuals, corporations and trusts, as well as pension and profit-sharing plans, investment clubs and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (MONTEREY PARK CA)
CA
04/22/2016 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (ARCADIA CA)
CA
06/10/2013 - 04/15/2016
CETERA INVESTMENT SERVICES LLC (SOUTH PASADENA CA)
CA
08/02/2012 - 05/31/2013
CETERA INVESTMENT SERVICES LLC (SAN GABRIEL CA)
CA
04/24/2006 - 08/03/2012
HSBC SECURITIES (USA) INC. (ARCADIA CA)
NY
01/27/2005 - 04/10/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/17/2003 - 02/08/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
SC
10/17/2003 - 12/19/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 07/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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