Unclaimed
Smahane Grimeh is a financial advisor associated with Oppenheimer & Co. Inc. Smahane has been in the industry since 2009. Smahane holds Series 7, Series 63, and Series 7TO licenses, as well as the SIE. Smahane has been registered with FINRA since 2020. Previously, Smahane Grimeh was employed by NOMURA SECURITIES INTERNATIONAL, INC. and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/18/2020 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
10/13/2009 - 10/31/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/16/2009 - 10/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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