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Slim Ould ali

SG Americas Securities, LLC

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About Slim Ould ali

Slim Ould ali is a securities professional with over 10 years of experience in the financial services industry. Slim has held positions at several firms, including Credit Suisse Securities (USA) LLC, Natixis Securities Americas LLC, Natixis Securities North America Inc., and Credit Agricole Securities (USA) Inc. Slim currently works at SG Americas Securities, LLC. Slim is registered to sell securities in all 50 states and is also a registered representative with FINRA.

Firm Information

Slim Ould ali is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Slim Ould ali’s Registration & Firm History

NY

06/20/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

09/01/2015 - 02/22/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/03/2011 - 09/09/2015

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

06/17/2011 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

04/09/2009 - 06/14/2010

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/07/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Slim Ould ali.
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