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Siyu Xiong

Alliance-ONE Investments, LLC

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About Siyu Xiong

Siyu Xiong is a financial professional with Alliance-One Investments, LLC. Siyu Xiong has been in the industry since September 12, 2013 and holds the Series 6 and SIE licenses. Prior to joining Alliance-One Investments, LLC, Siyu Xiong was with METLIFE INVESTORS DISTRIBUTION COMPANY and NEW ENGLAND SECURITIES.

Firm Information

Siyu Xiong is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Siyu Xiong’s Registration & Firm History

OK

10/31/2019 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

OK

09/13/2013 - 10/31/2019

METLIFE INVESTORS DISTRIBUTION COMPANY (Tulsa OK)

OK

04/17/2014 - 12/11/2014

NEW ENGLAND SECURITIES (TULSA OK)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Siyu Xiong. Review regulatory record here.
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