Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siwen? Claim Your ProfileSiwen Hu is a registered representative with Houlihan Lokey Capital, Inc. and has been active in the financial industry since 2014. Siwen is licensed in New York and holds the Series 7, Series 79, Series 63 and SIE licenses. Siwen's primary focus is investment banking, and Siwen specializes in securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/15/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
02/18/2014 - 08/30/2018
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
BC
Issued 09/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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