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Siu Lan Lundy

Avantax Investment Services, Inc.

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About Siu Lan Lundy

Siu Lan Lundy is a financial advisor with Avantax Investment Services, Inc., and has been in the industry since May 10, 1991. Siu Lan is a Certified Financial Planner and holds the Series 4, 7 and 63 securities licenses. Siu Lan has also been a licensed real estate broker for over 15 years. Siu Lan is committed to providing her clients with comprehensive financial planning services, including retirement planning, investment management, and estate planning.

Firm Information

Siu Lundy is currently registered with Avantax Investment Services, Inc.. Avantax Advisory Services is a registered investment advisor based in Dallas, Texas. They offer a wide range of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Avantax has over 2,400 investment advisor representatives and manages over $41 billion in assets for clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. They also offer wrap fee program participation and other services.
Avantax Investment Services, Inc.

3200 OLYMPUS BLVD

DALLAS, TX 75019

$41.70B

Assets Under Management

1,243

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitor referral services to third-party investment managers; participant enrollment meetings

Solicitor referral services to third-party investment managers; participant enrollment meetings

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees

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Siu Lundy’s Registration & Firm History

HI

08/11/2022 - Present

Avantax Investment Services, Inc. (Honolulu HI)

HI

12/06/2019 - 12/21/2020

SA STONE WEALTH MANAGEMENT INC. (HONOLULU HI)

CA

03/29/1993 - 12/06/2019

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

CA

06/25/1988 - 12/31/1991

STOCKCROSS, INC. (BEVERLY HILLS CA)

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Licenses & Designations

BC

Issued 03/18/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/1989

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Siu Lan Lundy.
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