Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siu? Claim Your ProfileSiu Kit Yu is a registered representative with RBC Capital Markets, LLC in San Francisco, CA. Siu Kit Yu has 3 years of experience in the financial services industry. Siu Kit Yu is also registered with the state of California. Siu Kit Yu has passed the following exams: Series 63, SIE and Series 79. Siu Kit Yu specializes in providing investment advice and financial planning services to a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Siu Kit Yu has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Prior to joining RBC Capital Markets, LLC, Siu Kit Yu worked at KEYBANC CAPITAL MARKETS INC. and RAYMOND JAMES & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/17/2022 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
07/24/2019 - 04/27/2022
KEYBANC CAPITAL MARKETS INC. (San Francisco CA)
CA
10/15/2018 - 07/16/2019
RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)
BC
Issued 08/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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