Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siu? Claim Your ProfileSiu Chan is an investment advisor registered with the state of California and Texas. Siu has been working in the financial industry since June 2002. Siu is currently employed by Morgan Stanley. Siu has previously worked at UBS Financial Services Inc., UBS International Inc., and Banc of America Investment Services, Inc.. Siu is licensed to provide financial advice to a wide range of clients including individuals, businesses, investment clubs, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, corporations and other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/22/2024 - Present
Morgan Stanley (San Francisco CA)
CA
01/01/2010 - 05/21/2024
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
12/07/2005 - 01/01/2010
UBS INTERNATIONAL INC. (SAN FRANCISCO CA)
MA
06/07/2002 - 11/30/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 02/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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