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Sitikantha Panigrahi

Mizuho Securities USA LLC

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About Sitikantha Panigrahi

Sitikantha Panigrahi is a financial professional with over 15 years of experience in the securities industry. Sitikantha has a broad range of experience in the financial services industry, having worked for prominent firms like Credit Suisse Securities, Wells Fargo Securities, and BTIG. Currently, Sitikantha is registered with Mizuho Securities USA LLC and is licensed to provide securities and investment advisory services in all 50 states and the District of Columbia.

Firm Information

Sitikantha Panigrahi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sitikantha Panigrahi’s Registration & Firm History

CA

06/24/2019 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

CA

03/11/2019 - 06/17/2019

BTIG, LLC (SAN FRANCISCO CA)

CA

09/29/2016 - 09/18/2018

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

CA

12/05/2007 - 09/26/2016

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/23/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/09/2008

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/04/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Sitikantha Panigrahi. Review regulatory record here.
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