Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sissi? Claim Your ProfileSissi Diem ai Sondgroth is a financial advisor with over 18 years of experience in the industry. Sissi is currently registered with Robert W. Baird & Co. Inc. in Seattle, WA. Prior to joining Robert W. Baird & Co. Inc., Sissi worked at several other firms including MCADAMS WRIGHT RAGEN, INC., WELLS FARGO ADVISORS, LLC, AMERIPRISE FINANCIAL SERVICES, INC., and WELLS FARGO INVESTMENTS, LLC. Sissi has a broad range of experience in the financial services industry and is committed to providing her clients with personalized financial advice. Sissi is also registered with the state of Washington to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
11/07/2014 - Present
Robert W. Baird & Co. Inc. (Seattle WA)
WA
04/09/2014 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
WA
04/20/2012 - 03/24/2014
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
MO
08/22/2011 - 04/17/2012
AMERIPRISE FINANCIAL SERVICES, INC. (CLAYTON MO)
WA
10/15/2010 - 08/02/2011
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
WA
11/03/2005 - 10/25/2010
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
BOTH
Issued 06/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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