Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siong? Claim Your ProfileSiong Hok Gouw is a financial professional with over 20 years of experience in the industry. Siong is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since June 2000. Siong has a broad range of experience in various financial services, including investment advisory, securities trading, and wealth management. Siong holds multiple licenses and certifications including the Series 7, 24, 55, 63, and 9 licenses as well as the SIE certification. Prior to joining Merrill Lynch, Siong worked at TD Waterhouse Investor Services, Inc. in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/27/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NE
04/11/2000 - 06/26/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 05/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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