Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Siobhan? Claim Your ProfileSiobhan McLoughlin is an experienced financial professional with over 25 years of experience in the industry. Siobhan is currently registered with Oppenheimer & Co. Inc. and holds several licenses and designations, including Series 7, 10, 24, and 63. Previously, Siobhan has worked with several other firms, including H.D. Vest Investment Services, Leerink Swann & Company, Bear, Stearns & Co. Inc., Tucker Anthony Incorporated, Winslow, Evans & Crocker, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Siobhan's focus areas include financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
09/29/2004 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
TX
08/28/2002 - 10/05/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
MA
03/26/2001 - 02/01/2002
LEERINK SWANN & COMPANY (BOSTON MA)
NY
03/20/2000 - 04/28/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MA
05/02/1996 - 03/10/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MA
07/26/1995 - 04/26/1996
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
NJ
11/28/1994 - 01/19/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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