Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sinman? Claim Your ProfileSinman Poon is an active investment advisor representative at Citigroup Global Markets Inc. based in San Francisco, California. Sinman has been in the industry since March 16, 2010. Sinman has been registered with FINRA since March 4, 2024, and has passed several securities licensing exams including Series 6, 7, 9, 10, 24, 63, 66 and SIE. Prior to joining Citigroup Global Markets Inc., Sinman Poon worked at UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/04/2024 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
06/11/2020 - 11/22/2021
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
10/10/2018 - 06/08/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
IL
10/01/2012 - 10/12/2018
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
10/26/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/01/2009 - 05/13/2011
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 05/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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