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Sinee O'Brien

Empower Financial Services, Inc.

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About Sinee O'Brien

Sinee O'Brien is a financial professional with over six years of experience in the industry. Sinee is currently registered with Empower Financial Services, Inc. and holds Series 6, 7TO and 63 licenses. Prior to joining Empower Financial Services, Inc., Sinee was with J.P. Morgan Securities LLC in Colorado Springs, Colorado.

Firm Information

Sinee O'Brien is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sinee O'Brien’s Registration & Firm History

CO

11/04/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

04/06/2016 - 10/05/2022

J.P. MORGAN SECURITIES LLC (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 11/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sinee O'Brien.
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