Unclaimed
Sindy Lou Quigley is a registered representative with Northwestern Mutual Investment Services, LLC. Sindy has been in the securities industry since June 2006. Sindy is licensed in Michigan and holds the Series 66, Series 7, and SIE licenses. Sindy is located in the Grand Rapids, MI office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
06/20/2006 - Present
Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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