Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sinclair? Claim Your ProfileSinclair Ridley-thomas is a financial advisor with over 8 years of experience in the financial services industry. Sinclair is currently registered with Weild & Co., and Loop Capital Markets LLC. Sinclair's previous experience includes roles with UBS Securities LLC, Citigroup Global Markets Inc., RBC Capital Markets, LLC, and JMP Securities LLC. Sinclair holds the Series 7TO, SIE, and Series 79 securities licenses. Sinclair is also licensed in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/03/2024 - Present
Weild & Co. (BOULDER CO)
CA
07/19/2022 - 05/13/2024
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
12/23/2020 - 06/22/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
07/11/2017 - 10/06/2020
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
11/04/2015 - 07/05/2017
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 01/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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