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Sina Foroohar

Regiment Securities, LLC

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About Sina Foroohar

Sina Foroohar is a financial advisor who works with Regiment Securities, LLC. Sina is licensed in California, Florida, Illinois and New York. Sina has passed the SIE, Series 82TO and Series 63 exams and is registered with FINRA. Sina has been in the industry for less than a year.

Firm Information

Sina Foroohar is currently registered with Regiment Securities, LLC. Regiment Securities, LLC is a Limited Liability Company formed on September 21, 2020. The firm is registered with the SEC and in 31 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sina Foroohar’s Registration & Firm History

IL

09/21/2023 - Present

Regiment Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 05/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sina Foroohar.
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