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Simratbir Singh

Robinhood Financial, LLC

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About Simratbir Singh

Simratbir Singh is a financial professional with over 5 years of experience in the financial services industry. Simratbir is currently registered with Robinhood Financial, LLC. Simratbir holds Series 7, 7TO, 63, and 66 licenses. Simratbir has previously worked with Vanguard Marketing Corporation and AXA Advisors, LLC.

Firm Information

Simratbir Singh is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simratbir Singh’s Registration & Firm History

FL

12/07/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

07/13/2022 - 10/21/2022

VANGUARD MARKETING CORPORATION (Plano TX)

NY

12/10/2018 - 04/17/2019

AXA ADVISORS, LLC (NEW YORK NY)

NY

10/31/2017 - 07/05/2018

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/23/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simratbir Singh.
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