Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simran? Claim Your ProfileSimran Su is a financial professional with over 10 years of experience in the industry. Simran is currently registered with Wellington Funds Distributors Inc. and holds Series 3, 7, 7TO and Series 63 licenses. Previously, Simran was employed by BARCLAYS CAPITAL INC. Simran is licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/07/2019 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
NY
08/13/2009 - 09/13/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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