Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simran? Claim Your ProfileSimran Singh is a registered representative with J.p. Morgan Securities LLC based in Torrance, California. Simran has been in the securities industry since October 2014 and has experience with a variety of firms including Principal Securities, INC., NYLIFE Securities LLC and Edward Jones. Simran has successfully passed the Series 66, SIE and Series 7 exams and holds active registrations in several states including Arizona, California, Florida, Hawaii, Idaho, Massachusetts, Michigan, Nevada, New York, North Carolina, Oregon, Texas. Simran has a diverse range of experience and specializes in financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/31/2023 - Present
J.p. Morgan Securities LLC (Torrance CA)
CA
03/16/2016 - 07/10/2017
PRINCIPAL SECURITIES, INC. (IRVINE CA)
CA
05/05/2015 - 03/15/2016
NYLIFE SECURITIES LLC (BREA CA)
CA
09/02/2014 - 02/04/2015
EDWARD JONES (ARTESIA CA)
CA
07/17/2014 - 08/29/2014
WADDELL & REED (TORRANCE CA)
BOTH
Issued 11/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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