Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simpson? Claim Your ProfileSimpson Wong is a registered representative with Mizuho Securities USA LLC. Simpson holds the Series 63, Series 7, and SIE licenses and is registered in New York. Simpson has been in the industry since May 22, 2018. Mizuho Securities USA LLC is a financial services company headquartered in New York City. The firm provides a wide range of investment banking and securities brokerage services to institutional and individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/23/2018 - Present
Mizuho Securities USA LLC (ISELIN NJ)
BC
Issued 06/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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