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Simone Valerie Compas

Nylife Securities LLC

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About Simone Valerie Compas

Simone Valerie Compas is a financial professional registered with Nylife Securities Llc in Sunrise, Florida. Simone has been in the industry since 2016. Simone is licensed to sell securities in Florida. Simone is a Series 6, Series 7, and Series 63 licensed professional.

Firm Information

Simone Compas is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simone Compas’s Registration & Firm History

FL

05/18/2022 - Present

Nylife Securities LLC (SUNRISE FL)

FL

03/01/2021 - 02/08/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FT LAUDERDALE FL)

FL

12/19/2015 - 02/22/2021

NYLIFE SECURITIES LLC (SUNRISE FL)

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Licenses & Designations

BC

Issued 06/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simone Valerie Compas.
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