Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simone? Claim Your ProfileSimone Francine Paquet is a Registered Representative at Neuberger Berman BD LLC. Simone has been in the financial industry since March 6, 2022. Simone holds the Series 66, Series 31, Series 7TO, and SIE licenses. Simone is registered with the state of New York as an Investment Advisor Representative. Simone is also registered with FINRA as a Registered Representative. Simone is active in both the Broker-Dealer and Investment Advisor industries. Simone can provide financial advice and investment services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/03/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 05/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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