Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Chung is a financial advisor with over 20 years of experience in the industry. Simon is registered with the state of California and has held positions with various financial institutions including Ameriprise Financial Services, Inc. He is currently employed by Alpha Cubed Investments, LLC and specializes in financial planning and portfolio management for individuals and businesses. Simon provides a personalized approach to financial planning, focusing on helping clients achieve their financial goals. He is a Certified Financial Planner™ (CFP®) and has earned numerous licenses and designations throughout his career. Simon is committed to helping his clients make informed financial decisions that are tailored to their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/23/2021 - Present
Alpha Cubed Investments, LLC (IRVINE CA)
CA
06/12/2019 - 03/09/2021
ROYAL ALLIANCE ASSOCIATES, INC. (TARZANA CA)
CA
10/23/2017 - 06/25/2018
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
07/25/2017 - 10/13/2017
SORRENTO PACIFIC FINANCIAL, LLC (AMERICAN CANYON CA)
CA
07/11/2016 - 09/23/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
CA
06/04/2014 - 05/23/2016
AMERIPRISE FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
08/24/2012 - 05/27/2014
TD AMERITRADE, INC. (WALNUT CREEK CA)
CA
04/30/2003 - 07/25/2011
WFP SECURITIES (IRVINE CA)
CA
11/19/2001 - 03/03/2003
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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