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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Oliver is a financial advisor with Cetera Investment Advisers LLC. Simon has been in the industry since 2009 and has experience with a variety of financial services. Simon works with individuals, families, and businesses to develop personalized financial plans. Simon also specializes in providing financial advice to charitable organizations and pension plans. Simon holds Series 6, 7, 24, 63, and 66 securities licenses. Simon holds a current registration with California and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
10/28/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CT
01/30/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
10/29/2012 - 02/22/2013
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
CT
06/27/2008 - 02/22/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
BOTH
Issued 8/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/7/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 6/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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