Unclaimed
Simon Samuel Konen is a financial advisor affiliated with Vanguard Marketing Corp. Simon Konen has been in the financial services industry since July 23, 2023. Simon Konen is registered with FINRA as a General Securities Representative and holds the Series 7TO, SIE, and Series 63 licenses. Simon Konen is registered to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
07/24/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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