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Simon Robert Dordik

Mariner Group Capital Markets, LLC

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About Simon Robert Dordik

Simon Dordik is a registered professional with Mariner Group Capital Markets, LLC. Simon has been active in the financial industry since 2018. Simon is a Series 27, Series 99TO and SIE licensed individual. Simon's professional experience includes working with clients to identify their financial needs and create a plan to help achieve their financial goals.

Firm Information

Simon Dordik is currently registered with Mariner Group Capital Markets, LLC. Mariner Group Capital Markets, LLC is a Limited Liability Company formed on October 4, 2017. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simon Dordik’s Registration & Firm History

NY

08/09/2018 - Present

Mariner Group Capital Markets, LLC (HARRISON NY)

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Licenses & Designations

BC

Issued 08/09/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simon Robert Dordik.
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