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Simon Richard charles Wheatley

Trek Financial

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About Simon Richard charles Wheatley

Simon Richard charles Wheatley is a financial professional in Santa Rosa, CA. Simon is registered with Trek Financial and has been in the industry since September 2012. Simon also holds Series 66 and Series 7 licenses and has a Certified Financial Planner designation. Prior to joining Trek Financial, Simon was with WORLD EQUITY GROUP, INC. and FSC SECURITIES CORPORATION. Simon specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. Simon is also an insurance agent for Innovative Retirement and Insurance Services, Inc.

Firm Information

Simon Wheatley is currently registered with Trek Financial. Trek Financial, headquartered in Scottsdale, Arizona, is an independent financial advisory firm serving a diverse clientele, including individuals, families, businesses, non-profits, and retirement plans. With over 51 licensed agents and 3 investment advisor representatives, Trek Financial provides a comprehensive range of financial services, including financial planning, pension consulting, portfolio management, educational seminars, and selection of other advisors. The firm manages over $2.2 billion in assets for its clients, and has a strong focus on providing personalized financial guidance and wealth management solutions.
Trek Financial

8355 EAST HARTFORD DRIVE

SCOTTSDALE, AZ 85255

$2.26B

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Simon Wheatley’s Registration & Firm History

CA

03/31/2016 - Present

Trek Financial (Santa Rosa CA)

CA

04/08/2016 - 08/01/2017

WORLD EQUITY GROUP, INC. (Santa Rosa CA)

CA

09/29/2012 - 04/04/2016

FSC SECURITIES CORPORATION (SANTA ROSA CA)

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Licenses & Designations

BOTH

Issued 06/16/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Simon Richard charles Wheatley.
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