Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Michel Joseph is an Investment Advisor Representative registered with United Advisor Group and is actively licensed in Virginia. Simon has over 15 years of experience in the financial services industry. Simon has previously held roles at LPL Financial LLC, Momentum Independent Network Inc., Truist Investment Services, Inc., BB&T Securities, LLC, Morgan Stanley, AXA Advisors, LLC, and ING Financial Partners, Inc. Simon holds the Series 65, Series 66, Series 7, Series 31 and SIE licenses. Simon specializes in providing financial planning and portfolio management services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
08/27/2024 - Present
United Advisor Group (Alexandria VA)
VA
05/07/2024 - 08/08/2024
LPL FINANCIAL LLC (ALEXANDRIA VA)
TX
03/01/2022 - 05/09/2024
MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)
VA
02/17/2021 - 03/31/2022
TRUIST INVESTMENT SERVICES, INC. (ALEXANDRIA VA)
VA
08/24/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
08/19/2009 - 08/05/2016
MORGAN STANLEY (ALEXANDRIA VA)
VA
05/20/2009 - 07/09/2009
AXA ADVISORS, LLC (LANSDOWNE VA)
VA
12/04/2008 - 06/16/2009
ING FINANCIAL PARTNERS, INC. (LANSDOWNE VA)
IA
Issued 02/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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