Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Beresford is a financial advisor with Capital Advisors, Inc. based in Frisco, TX. Simon has been in the industry since 2008. Simon holds the Series 7, Series 63, Series 24, and Series 4 licenses. Simon is also a Certified Financial Planner (CFP) and specializes in providing financial planning, portfolio management, and selection of other advisors. Simon previously worked with TD Ameritrade, Inc. and Scottrade, Inc. Simon has experience with clients ranging from individuals to institutions, including corporations, charitable organizations, investment companies, and pension plans. Simon is registered with the state of Texas and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/01/2018 - Present
Capital Advisors, Inc. (Frisco TX)
TX
02/26/2018 - 07/20/2018
TD AMERITRADE, INC. (FRISCO TX)
TX
06/02/2008 - 02/26/2018
SCOTTRADE, INC. (PLANO TX)
BOTH
Issued 06/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2013
Series 4 - Registered Options Principal Examination
BC
Issued 09/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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