Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Auerbach is a registered representative with Lazard Freres & Co. LLC. Simon has been in the financial services industry since 2002. Simon has a Series 7, Series 24, Series 63, Series 79, and Series 99 license. Simon was previously registered with Credit Suisse Securities (USA) LLC, Foros Securities LLC, and Goldman, Sachs & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/04/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/07/2017 - 09/01/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/14/2009 - 07/24/2017
FOROS SECURITIES LLC (NEW YORK NY)
NY
08/31/2001 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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