Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Loyd Gill is an investment advisor representative at Needham & Company, LLC in NEW YORK, NY. Simon has been in the industry since 1988. Simon has held previous positions at RBC CAPITAL MARKETS CORPORATION, PRUDENTIAL SECURITIES INCORPORATED, SCHRODER & CO. INC., SBC WARBURG, INC., SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. and CS FIRST BOSTON CORPORATION. Simon has a Series 7, Series 24, Series 63, SIE and Series 79TO license. Simon is registered in California, Illinois, Massachusetts, Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
01/08/2010 - Present
Needham & Company, LLC (NEW YORK NY)
NY
02/29/2008 - 12/18/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/18/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
07/21/2003 - 04/04/2006
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
10/13/1999 - 01/29/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/12/1997 - 09/30/1999
SCHRODER & CO. INC. (NEW YORK NY)
NY
01/03/1995 - 05/14/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
04/12/1989 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
NA
04/03/1986 - 11/16/1987
CS FIRST BOSTON CORPORATION
BC
Issued 07/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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