Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Kin man Chung is a Registered Representative with Vanderbilt Advisory Services, a firm with over $1 billion in assets under management. Simon has been in the financial industry since 1981, and holds a Series 63 and SIE license. Simon has a strong background in providing investment advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Simon is also registered to provide investment advisory services in California, Georgia, Massachusetts, New Jersey, New York, and Virginia. Simon has previously worked for Bishop, Rosen & Co., Inc., Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., Gruntal & Co., L.L.C., Golden Harvest Securities Inc., and William C. M. Kivlan, Stabb & Montagu Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2016 - Present
Vanderbilt Advisory Services (WOODBURY NY)
NY
01/03/2013 - 08/18/2016
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
08/21/2007 - 01/08/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/29/2002 - 08/21/2007
RYAN BECK & CO. (NEW YORK NY)
NY
03/24/1987 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
11/08/1984 - 04/15/1987
GOLDEN HARVEST SECURITIES INC.
NA
07/23/1981 - 08/20/1986
WILLIAM C. M. KIVLAN, STABB & MONTAGU LTD
BC
Issued 05/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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