Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Chan is a financial advisor with Insight Securities, Inc. Simon has been in the financial services industry since November 2009. Simon holds FINRA Series 7 and 66 licenses and is a registered representative of Insight Securities, Inc. Simon is also an investment advisor representative of Insight Securities, Inc., registered with the state of New Jersey, New York, Texas and Illinois. Simon has been registered with the United States Securities and Exchange Commission (SEC) since July 2009. Simon has experience in providing investment advice to individuals, corporations, and other businesses. Simon is committed to providing personalized investment advice to help clients achieve their financial goals. Simon has been registered with the SEC since July 2009. Simon previously worked at Citigroup Global Markets Inc., CommunityAmerica Financial Solutions, LLC and Raymond James Financial Services, Inc., amongst others. Simon is also registered as an investment advisor representative with the state of Illinois, New Jersey, New York, and Texas. Simon's specializations include financial planning, security ratings, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/05/2021 - Present
Insight Securities, Inc. (Brooklyn NY)
NY
06/01/2020 - 07/20/2021
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
04/30/2018 - 06/05/2020
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC (New York NY)
NY
04/26/2017 - 05/02/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
01/24/2013 - 03/22/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/04/2012 - 11/09/2012
PALICO LLC (NEW YORK NY)
NY
07/20/2009 - 09/28/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 01/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Simon Chan is the right advisor for you? Invested Better is here to help.
