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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Sumner is a financial advisor registered with LPL Financial LLC in Tampa, Florida. Simon has been in the financial industry since 2010 and is a Chartered Financial Analyst. He is registered with the state of Florida and holds the Series 7, Series 63 and SIE licenses. Simon has previous experience with Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., SunTrust Investment Services, Inc., SunTrust Securities, Inc., and DMG Securities, Inc. His experience encompasses working with various client types, including high-net-worth individuals, corporations, and charitable organizations. Simon specializes in providing comprehensive financial planning services, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/22/2016 - Present
LPL Financial LLC (TAMPA FL)
AL
02/13/2007 - 07/26/2007
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
FL
04/10/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (TAMPA FL)
GA
06/29/2004 - 04/07/2006
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
06/23/1997 - 05/10/1999
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
07/15/1996 - 08/14/1996
DMG SECURITIES, INC. (GREAT FALLS VA)
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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