Unclaimed
Simon Ellis is a financial advisor with over 15 years of experience in the financial services industry. Simon holds Series 6, 7, 63 and 66 licenses, and is registered in several states including Massachusetts, Connecticut, Florida, New Hampshire, Rhode Island, and Texas. Simon works with individuals, high-net-worth individuals, corporations, and charitable organizations. His firm, Eagle Strategies LLC, is a large investment advisor that offers a variety of services, including financial planning, portfolio management, and educational seminars. Simon is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
12/15/2021 - Present
Eagle Strategies LLC (LEOMINSTER MA)
RI
12/07/1998 - 07/27/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 9/3/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/6/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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