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Simon James Mayes

BNP Paribas Securities Corp.

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About Simon James Mayes

Simon Mayes is a securities professional with over 13 years of experience in the financial services industry. Simon is currently registered with BNP Paribas Securities Corp. and holds multiple licenses, including Series 63, 24, SIE, 79TO, 62, and 17. Simon is registered in New Jersey and New York.

Firm Information

Simon Mayes is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simon Mayes’s Registration & Firm History

NY

01/29/2010 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/05/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/29/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/28/2010

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Simon James Mayes.
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