Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Yun is a registered representative with Forge Securities LLC and has over 10 years of experience in the financial industry. Simon holds the Series 7 and Series 66 licenses and is registered in 53 states. Before joining Forge Securities, Simon was a Financial Advisor at Blackrock Investments, LLC. Prior to that, Simon worked at Citigroup Global Markets Inc. and American Funds Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/18/2021 - Present
Forge Securities LLC (SAN FRANCISCO CA)
CA
08/30/2016 - 02/05/2021
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/18/2014 - 08/05/2016
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
06/10/2013 - 09/12/2014
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
MO
03/05/2013 - 05/28/2013
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 07/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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