Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Han is a registered representative with LPL Financial LLC. Simon has been in the financial services industry since 2012. Simon is registered to provide investment advice in the state of Washington. Simon is also registered with FINRA. Simon has a Series 7, Series 66, and SIE license. Simon holds a bachelor's degree in Business Administration from the University of Washington. Simon is a member of the National Association of Insurance and Financial Advisors (NAIFA). Simon is dedicated to helping clients reach their financial goals. Simon provides a wide range of financial services including financial planning, investment management, and insurance. Simon is committed to providing clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/27/2018 - Present
LPL Financial LLC (SEATTLE WA)
WA
04/21/2012 - 09/30/2016
WADDELL & REED (LYNNWOOD WA)
WA
11/05/2009 - 12/03/2010
WADDELL & REED, INC. (LYNNWOOD WA)
BOTH
Issued 11/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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