Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Haunhaun Syer is a financial professional who has been in the industry since March 20, 2010. Simon is currently registered with HSBC Securities (USA) Inc. and is licensed in California, Massachusetts, New Jersey, New York, and North Carolina. Simon has a variety of licenses and certifications including Series 6, Series 7, and Series 66 and is a Chartered Financial Consultant. Simon previously worked with HSBC Securities (USA) Inc. in Walnut, California and is a dual hatting as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. Simon is committed to providing personalized financial advice and services to meet the needs of individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
10/28/2024 - Present
Hsbc Securities (usa) Inc. (IRVINE CA)
CA
02/15/2010 - 05/27/2015
HSBC SECURITIES (USA) INC. (WALNUT CA)
BOTH
Issued 06/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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