Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Giraldo is a financial advisor with over 29 years of experience in the industry. Simon is currently registered with Vectorglobal WMG in Miami, Florida. Simon has previously been registered with Arca Capital Investments, Inc. in Bogota D.C., CP Capital Securities in Miami, Florida, Morgan Stanley DW Inc. in Purchase, New York, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York. Simon holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/21/2020 - Present
Vectorglobal WMG (MIAMI FL)
NA
03/20/2017 - 06/19/2019
ARCA CAPITAL INVESTMENTS, INC. (BOGOTA D.C. )
FL
01/14/2003 - 03/27/2017
CP CAPITAL SECURITIES (MIAMI FL)
NY
06/06/2001 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/06/1997 - 06/07/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/28/1991 - 01/05/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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