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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Gareth Baker is an investment advisor representative with Bakeravenue, an investment advisory firm based in San Francisco, California. Simon has been in the industry for over 20 years and has a strong background in financial planning and portfolio management. He has held prior positions at a number of firms including Capstone Investments, Banc of America Investment Services, Inc., Banc of America Securities LLC, Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Dean Witter Reynolds Inc. Simon is a registered investment advisor representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/22/2008 - Present
Bakeravenue (SAN FRANCISCO CA)
CA
12/14/2004 - 09/29/2005
CAPSTONE INVESTMENTS (SAN DIEGO CA)
MA
08/15/2003 - 12/06/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/25/2002 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/08/2000 - 10/25/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
08/01/1996 - 10/25/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/18/1994 - 08/09/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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