Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Leung is a financial professional with over 12 years of experience in the industry. Simon is currently registered as an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Simon is also a Registered Representative and holds several securities licenses, including Series 6, 7, 63, and 65. Simon has previously been affiliated with J.P. Morgan Securities LLC and Chase Investment Services Corp. Simon works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Simon provides a range of financial services, including financial planning, investment management, and portfolio management. Simon specializes in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/03/2021 - Present
Wells Fargo Clearing Services, LLC (MARIETTA GA)
GA
10/01/2012 - 11/12/2014
J.P. MORGAN SECURITIES LLC (WOODSTOCK GA)
GA
05/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ALPHARETTA GA)
GA
07/01/2010 - 10/22/2010
CHASE INVESTMENT SERVICES CORP. (ALPHARETTA GA)
IA
Issued 09/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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