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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Lewis is a financial advisor with Ameriprise Financial Services, LLC. Simon has been in the financial services industry since 1991. Simon is licensed in 22 states. Simon's background includes experience at UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and Smith Barney Inc. Simon specializes in portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and selection of other advisors. Simon is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/15/2020 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
05/02/2008 - 09/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
08/07/1997 - 05/13/2008
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
10/11/1992 - 08/01/1997
SMITH BARNEY INC. (NEW YORK NY)
CA
10/24/1991 - 10/09/1992
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
IA
Issued 07/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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