Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Chang is a financial professional with over 20 years of experience in the financial services industry. Simon is registered with Nylife Securities LLC, and is licensed in California. Simon has passed the Series 6, 26, and 63 exams. Simon’s past experience includes roles at Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/25/2010 - Present
Nylife Securities LLC (ARCADIA CA)
CA
08/01/2000 - 06/22/2007
NYLIFE SECURITIES LLC (BREA CA)
NJ
02/23/2000 - 03/02/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 07/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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