Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Wong is a financial professional with experience in the securities industry since 2017. Currently, Simon is registered with Hilltop Securities Inc. Prior to joining Hilltop Securities Inc., Simon was with J.P. MORGAN SECURITIES LLC. Simon holds Series 99 and SIE licenses. Simon specializes in providing financial planning, educational seminars, and portfolio management for individuals. Simon's firm manages approximately $1 billion to $10 billion in assets for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/07/2022 - Present
Hilltop Securities Inc. (DALLAS TX)
NY
12/22/2016 - 09/17/2022
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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