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Simon B p Chapman

City National Rochdale

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About Simon B p Chapman

Simon Chapman has been active in the financial services industry since December 16, 2012. Simon is a registered representative at City National Rochdale. Simon holds Series 66, SIE and Series 7 licenses. Simon has worked for Rochdale Investment Management LLC, City National Bank, and RIM Securities. Simon is a board member for the San Diego Cooperative Charter School. Simon's firm, City National Rochdale, is an investment advisor with over $50 billion in assets under management and serves a variety of clients including individuals, corporations, investment companies, and charitable organizations.

Firm Information

Simon Chapman is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Simon Chapman’s Registration & Firm History

NY

02/13/2025 - Present

City National Rochdale (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/28/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simon B p Chapman.
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