Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Arrata is an investment advisor representative with Sowell Management. Simon has been in the industry since 2000 and holds a variety of licenses and certifications. Simon has experience working with high-net-worth individuals, corporations, and charitable organizations. Simon specializes in financial planning, portfolio management for individuals, and selection of other advisors. Simon also works with clients in New Jersey and North Carolina. Simon's previous employment includes Triad Advisors LLC, Harvest USA and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
12/17/2019 - Present
Sowell Management (Brookville NY)
NY
12/10/2020 - 10/15/2021
HARVEST USA (NEW YORK NY)
NJ
03/18/2019 - 12/13/2019
TRIAD ADVISORS LLC (HOLMDEL NJ)
NY
06/04/2013 - 08/10/2017
HARVEST USA (NEW YORK NY)
RI
06/08/2007 - 05/13/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
08/10/2000 - 05/14/2007
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
07/23/1998 - 02/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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