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Simon Andrew Garner

TP Icap Global Markets Americas LLC

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About Simon Andrew Garner

Simon Andrew Garner is a financial professional with over 25 years of experience in the financial services industry. Simon currently works with TP Icap Global Markets Americas LLC, where he has been registered since June 30th, 2023. Simon has previously held positions with Tullett Prebon Financial Services LLC, ICAP Securities USA LLC, Euro Brokers, a division of Maxcor Financial Inc., and EXCO RMJ International Inc. Simon has passed a number of industry exams, including the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), National Commodity Futures Examination (Series 3), Retail Off-Exchange FOREX Examination (Series 34), and Government Securities Representative Examination (Series 72).

Firm Information

Simon Garner is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Simon Garner’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (NEW YORK NY)

NY

03/05/2019 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

09/19/2016 - 03/05/2019

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

12/24/1997 - 08/31/1998

EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)

NA

04/08/1997 - 12/09/1997

EXCO RMJ INTERNATIONAL INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2016

Series 72 - Government Securities Representative Examination

BC

Issued 12/13/2010

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 05/06/2010

Series 3 - National Commodity Futures Examination

BC

Issued 04/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Simon Andrew Garner.
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